Basically, the relationship of early traumata to adult life depression may be studied by either prospective or retrospective studies. In the first case, the independent variable is the occurrence of an early trauma, whereas the dependent variable is whether a subsequent illness occurred. The opposite position applies to retrospective studies, i.e., that the presence of an illness being the independent variable, the researcher looks for the presence of early traumata. Both methods are difficult to carry out in practice because of serious methodological limitations. Prospective studies are almost impossible in man, because of the length of the observation period, whereas retrospective studies are seriously biased by the fact that the events have to be recalled at a distance of several decades. In this case the researcher is caught between the lack of sensitivity of the methods that consider only those events that may be reliably recalled (e.g., death of a parent), and the lack of reliability of the methods that take into account finer, but less objective events, e.g., the quality of the upbringing patterns. In man, the prospective procedure has been followed in Sweden by studying
the prevalence of psychiatric disorder among adoptees. In this case, while a slight overrepresentation of psychiatric illnesses has been found during the adult life of adoptees (compared to nonadopted people), it was not possible to establish a precise relationship with affective disorder, except, perhaps, a dubious association with depressive neurosis (4,49). Retrospective studies may be made by the administration of specially devised questionnaires [the last one is the EMBU (39)]; the studies carried out with this method are fairly consistent in showing that depressives perceive their childhood more negatively than healthy people, although the same findings were not valid for the bipolars (36). Self-assessed inventories, however, aim to investigate the subjective perception of the events, rather than the actual occurrence of the events. The majority of studies has therefore used the method of considering only the events that can be objectively and reliably re-evoked. Table 1 summarizes the controlled studies in this area. It may be noted that after some initial discrepancies among the earlier studies, the most recent show a general tendency to find an excess of early traumatic events in depressives. In our own study (16), two distinct groups (100 and 118 cases, respectively) of patients with a DSM-III diagnosis of Major Depressive Episode were compared with two control groups, of 100 cases each, made up of mixed psychiatric patients and healthy subjects, respectively. While there was a general excess of early traumata in the affective patients, the differences were small, at a much lower degree hypothesized by the psychological model of the illness. Furthermore, it may be objected that depressives run a greater risk of experiencing childhood traumatic events because of a greater psychiatric morbidity in the family circle. In our sample, for instance, we found that some cases of separation from parents were owing to admission of either parent to a psychiatric hospital; some cases of divorce were secondary to alcoholism or sociopathy, and so on. When we tried to single out such events and repeated the comparison, the differences became much smaller, although retaining some statistical significance. Overall, therefore, it would seem that depressives suffered more traumatic events during their childhood, compared to nondepressives, but the difference is too small to support conclusively any model of the illness based on these grounds. These kinds of studies, however, are subject to a basic criticism: The psychological models of depression are concerned with the quality of events, rather than with their crude objectivity. The lack, or the smallness, of the differences would therefore result from the fact that the method is not able to reveal the actual personal psychological impact of the events, rather than from the non-validity of the theory being tested. One response could be that when a real, consistent difference does exist, it emerges clearly even with such clumsy methodology. When we used the same method to evaluate the life events of patients with agoraphobia (18), a clear and significant excess of early traumata was found over the healthy controls, despite a lower number of cases. In conclusion, therefore, our impression is that, at the moment, there is no conclusive evidence for a strong implication of early life events in the pathogenesis of depression, although an association between events and depression does exist. Three different hypotheses may be considered: (a) The initial hypothesis, as derived by the psychoanalytic model of depression, is only partially valid; an early trauma, although an important factor, would not be as crucial to the development of affective illness as the theory suggests, (b) The methods used to quantify early events are too clumsy to capture the emotional impact of these events on the child, (c) Other factors, apart from those considered in the psychological model, play an important role in the etiology of this disorder. (more…)